|
  |
DIRECTIVE 1999/5/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
of 9 March 1999
on radio equipment and telecommunications terminal equipment and the
mutual recognition of their conformity
THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty establishing the European Community, and in
particular Article 100a,
Having regard to the proposal from the Commission(1),
Having regard to the opinion of the Economic and Social Committee(2),
Acting in accordance with the procedure laid down in Article 189b of the
Treaty(3), in the light of the joint text approved by the Conciliation
Committee on 8 December 1998,
(1) Whereas the radio equipment and telecommunications terminal
equipment sector is an essential part of the telecommunications market,
which is a key element of the economy in the Community; whereas the
directives applicable to the telecommunications terminal equipment
sector are no longer capable of accommodating the expected changes in
the sector caused by new technology, market developments and network
legislation;
(2) Whereas in accordance with the principles of subsidiarity and
proportionality referred to in Article 3b of the Treaty, the objective
of creating an open competitive single market for telecommunications
equipment cannot be sufficiently achieved by the Member States and can
therefore be better achieved by the Community; whereas this Directive
does not go beyond what is necessary to achieve this aim;
(3) Whereas Member States may rely upon Article 36 of the Treaty to
exclude certain classes of equipment from this Directive;
(4) Whereas Directive 98/13/EC(4) consolidated the provisions relating
to telecommunications terminal equipment and satellite earth station
equipment, including measures for the mutual recognition of their
conformity;
(5) Whereas that Directive does not cover a substantial proportion of
the radio equipment market;
(6) Whereas dual-use goods are subject to the Community regime of export
controls introduced by Council Regulation (EC) No 3381/94(5);
(7) Whereas the broad scope of this Directive requires new definitions
of the expressions "radio equipment" and
"telecommunications terminal equipment"; whereas a regulatory
regime aimed at the development of a single market for radio equipment
and telecommunications terminal equipment should permit investment,
manufacture and sale to take place at the pace of technology and market
developments;
(8) Whereas, given the increasing importance of telecommunications
terminal equipment and networks using radio transmission besides
equipment connected through wired links, any rules governing the
manufacturing, marketing and use of radio equipment and
telecommunications terminal equipment should cover both classes of such
equipment;
(9) Whereas Directive 98/10/EC of the European Parliament and of the
Council of 26 February 1998 on the application of open network provision
(ONP) to voice telephony and on universal service for telecommunications
in a competitive environment(6) calls on national regulatory authorities
to ensure the publication of details of technical interface
specifications for network access for the purpose of ensuring a
competitive market for the supply of terminal equipment;
(10) Whereas the objectives of Council Directive 73/23/EEC of 19
February 1973 on the harmonization of the laws of the Member States
relating to electrical equipment designed for use within certain voltage
limits(7) are sufficient to cover radio equipment and telecommunications
terminal equipment, but with no lower voltage limit applying;
(11) Whereas the electromagnetic compatibility related protection
requirements laid down by Council Directive 89/336/EEC of 3 May 1989 on
the approximation of the laws of Member States relating to
electromagnetic compatibility(8) are sufficient to cover radio equipment
and telecommunications terminal equipment;
(12) Whereas Community law provides that obstacles to the free movement
of goods within the Community, resulting from disparities in national
legislation relating to the marketing of products, can only be justified
where any national requirements are necessary and proportionate;
whereas, therefore, the harmonization of laws must be limited to those
requirements necessary to satisfy the essential requirements relating to
radio equipment and telecommunications terminal equipment;
(13) Whereas the essential requirements relevant to a class of radio
equipment and telecommunications terminal equipment should depend on the
nature and the needs of that class of equipment; whereas these
requirements must be applied with discernment in order not to inhibit
technological innovation or the meeting of the needs of a free-market
economy;
(14) Whereas care should be taken that radio equipment and
telecommunications terminal equipment should not represent an avoidable
hazard to health;
(15) Whereas telecommunications are important to the well-being and
employment of people with disabilities who represent a substantial and
growing proportion of the population of Europe; whereas radio equipment
and telecommunications terminal equipment should therefore in
appropriate cases be designed in such a way that disabled people may use
it without or with only minimal adaptation;
(16) Whereas radio equipment and telecommunications terminal equipment
can provide certain functions required by emergency services;
(17) Whereas some features may have to be introduced on the radio
equipment and telecommunications terminal equipment in order to prevent
the infringement of personal data and privacy of the user and of the
subscriber and/or the avoidance of fraud;
(18) Whereas in some cases interworking via networks with other
apparatus within the meaning of this Directive and connection with
interfaces of the appropriate type throughout the Community may be
necessary;
(19) Whereas it should therefore be possible to identify and add
specific essential requirements on user privacy, features for users with
a disability, features for emergency services and/or features for
avoidance of fraud;
(20) Whereas it is recognized that in a competitive market, voluntary
certification and marking schemes developed by consumer organizations,
manufacturers, operators and other industry actors contribute to quality
and are a useful means of improving consumers' confidence in
telecommunications products and services; whereas Member States may
support such schemes; whereas such schemes should be compatible with the
competition rules of the Treaty;
(21) Whereas unacceptable degradation of service to persons other than
the user of radio equipment and telecommunications terminal equipment
should be prevented; whereas manufacturers of terminals should construct
equipment in a way which prevents networks from suffering harm which
results in such degradation when used under normal operating conditions;
whereas network operators should construct their networks in a way that
does not oblige manufacturers of terminal equipment to take
disproportionate measures to prevent networks from being harmed; whereas
the European Telecommunications Standards Institute (ETSI) should take
due account of this objective when developing standards concerning
access to public networks;
(22) Whereas effective use of the radio spectrum should be ensured so as
to avoid harmful interference; whereas the most efficient possible use,
according to the state of the art, of limited resources such as the
radio frequency spectrum should be encouraged;
(23) Whereas harmonized interfaces between terminal equipment and
telecommunications networks contribute to promoting competitive markets
both for terminal equipment and network services;
(24) Whereas, however, operators of public telecommunications networks
should be able to define the technical characteristics of their
interfaces, subject to the competition rules of the Treaty; whereas,
accordingly, they should publish accurate and adequate technical
specifications of such interfaces so as to enable manufacturers to
design telecommunications terminal equipment which satisfies the
requirements of this Directive;
(25) Whereas, nevertheless, the competition rules of the Treaty and
Commission Directive 88/301/EEC of 16 May 1988 on competition in the
markets in telecommunications terminal equipment(9) establish the
principle of equal, transparent and non-discriminatory treatment of all
technical specifications having regulatory implications; whereas
therefore it is the task of the Community and the Member States, in
consultation with the economic players, to ensure that the regulatory
framework created by this Directive is fair;
(26) Whereas it is the task of the European standardization
organizations, notably ETSI, to ensure that harmonized standards are
appropriately updated and drafted in a way which allows for unambiguous
interpretation; whereas maintenance, interpretation and implementation
of harmonized standards constitute very specialized areas of increasing
technical complexity; whereas those tasks require the active
participation of experts drawn from amongst the economic players;
whereas in some circumstances it may be necessary to provide more urgent
interpretation of or corrections to harmonized standards than is
possible through the normal procedures of the European standardization
organizations operating in conformity with Directive 98/34/EC of 22 June
1998 of the European Parliament and of the Council laying down a
procedure for the provision of information in the field of technical
standards and regulations and of rules on information society
services(10);
(27) Whereas it is in the public interest to have harmonized standards
at European level in connection with the design and manufacture of radio
equipment and telecommunications terminal equipment; whereas compliance
with such harmonized standards gives rise to a presumption of conformity
to the essential requirements; whereas other means of demonstrating
conformity to the essential requirements are permitted;
(28) Whereas the assignment of equipment class identifiers should draw
on the expertise of CEPT/ERC and of the relevant European standards
bodies in radio matters; whereas other forms of cooperation with those
bodies is to be encouraged where possible;
(29) Whereas, in order to enable the Commission to monitor market
control effectively, the Member States should provide the relevant
information concerning types of interfaces, inadequate or incorrectly
applied harmonized standards, notified bodies and surveillance
authorities;
(30) Whereas notified bodies and surveillance authorities should
exchange information on radio equipment and telecommunications terminal
equipment with a view to efficient surveillance of the market; whereas
such cooperation should make the utmost use of electronic means;
whereas, in particular, such cooperation should enable national
authorities to be informed about radio equipment placed on their market
operating in frequency bands not harmonized in the Community;
(31) Whereas manufacturers should notify Member States of their
intention to place radio equipment on the market using frequency bands
whose use is not harmonized throughout the Community; whereas Member
States therefore need to put in place procedures for such notification;
whereas such procedures should be proportionate and should not
constitute a conformity assessment procedure additional to those
provided for in Annexes IV or V; whereas it is desirable that those
notification procedures should be harmonized and preferably implemented
by electronic means and one-stop-shopping;
(32) Whereas radio equipment and telecommunications terminal equipment
which complies with the relevant essential requirements should be
permitted to circulate freely; whereas such equipment should be
permitted to be put into service for its intended purpose; whereas the
putting into service may be subject to authorizations on the use of the
radio spectrum and the provision of the service concerned;
(33) Whereas, for trade fairs, exhibitions, etc., it must be possible to
exhibit radio equipment and telecommunications terminal equipment which
does not conform to this Directive; whereas, however, interested parties
should be properly informed that such equipment does not conform and
cannot be purchased in that condition; whereas Member States may
restrict the putting into service, including the switching on, of such
exhibited radio equipment for reasons related to the effective and
appropriate use of the radio spectrum, avoidance of harmful interference
or matters relating to public health;
(34) Whereas radio frequencies are allocated nationally and, to the
extent that they have not been harmonized, remain within the exclusive
competence of the Member States; whereas it is necessary to include a
safeguard provision permitting Member States, in conformity with Article
36 of the Treaty, to prohibit, restrict or require the withdrawal from
its market of radio equipment which has caused, or which it reasonably
considers will cause, harmful interference; whereas interference with
nationally allocated radio frequencies constitutes a valid ground for
Member States to take safeguard measures;
(35) Whereas manufacturers are liable for damage caused by defective
apparatus according to the provisions of Council Directive
85/374/EEC(11); whereas without prejudice to any liability on the part
of the manufacturer, any person who imports apparatus into the Community
for sale in the course of his business is liable according to that
Directive; whereas the manufacturer, his authorized representative or
the person responsible for placing the apparatus on the Community market
is liable according to the rules of the law of contractual or
non-contractual liability in the Member States;
(36) Whereas the measures which are appropriate to be taken by the
Member States or the Commission where apparatus declared to be compliant
with the provisions of this Directive causes serious damage to a network
or harmful radio interference shall be determined in accordance with the
general principles of Community law, in particular, the principles of
objectivity, proportionality and non-discrimination;
(37) Whereas on 22 July 1993 the Council adopted Decision 93/465/EEC
concerning the modules for the various phases of the conformity
assessment procedures and the rules for the affixing and the use of EC
conformity marking which are intended to be used in the technical
harmonization directives(12); whereas the applicable conformity
assessment procedures should preferably be chosen from among the
available modules laid down by that Decision;
(38) Whereas Member States may request that notified bodies they
designate and their surveillance authorities be accredited according to
appropriate European standards;
(39) Whereas it is appropriate that compliance of radio equipment and
telecommunications terminal equipment with the requirements of
Directives 73/23/EEC and 89/336/EEC may be demonstrated using the
procedures specified in those Directives where the apparatus is within
their scope; whereas, as a result, the procedure provided for in Article
10(1) of Directive 89/336/EEC may be used where the application of
harmonized standards gives rise to a presumption of conformity with the
protection requirements; whereas the procedure provided for in Article
10(13) may be used where the manufacturer has not applied harmonized
standards or where no such standards exist;
(40) Whereas Community undertakings should have effective and comparable
access to third countries' markets and enjoy treatment in third
countries similar to that offered in the Community to undertakings owned
wholly, controlled through majority ownership or effectively controlled
by nationals of the third countries concerned;
(41) Whereas it is desirable to establish a committee bringing together
parties directly involved in the implementation of regulation of radio
equipment and telecommunications terminal equipment, in particular the
national conformity assessment bodies and national bodies responsible
for market surveillance, in order to assist the Commission in achieving
a harmonized and proportionate application of the provisions so as to
meet the needs of the market and the public at large; whereas
representatives of telecommunications operators, users, consumers,
manufacturers and service providers should be consulted where
appropriate;
(42) Whereas a modus vivendi between the European Parliament, the
Council and the Commission concerning the implementing measures for acts
adopted in accordance with the procedure laid down in Article 189b of
the Treaty was concluded on 20 December 1994(14);
(43) Whereas the Commission should keep under review the implementation
and practical application of this and other relevant directives and take
steps to ensure coordination of the application of all relevant
directives in order to avoid disturbance to telecommunications equipment
which affects the health of humans or is harmful to property;
(44) Whereas the functioning of this Directive should be reviewed in due
course in the light of the development of the telecommunications sector
and of experience gained from application of the essential requirements
and the conformity assessment procedures provided for in this Directive;
(45) Whereas it is necessary to ensure that with the introduction of
changes to the regulatory regime there is a smooth transition from the
previous regime in order to avoid disruption to the market and legal
uncertainty;
(46) Whereas this Directive replaces Directive 98/13/EC, which should
accordingly be repealed; whereas Directives 73/23/EEC and 89/336/EEC
will no longer apply to apparatus within the scope of this Directive,
with the exception of protection and safety requirements and certain
conformity assessment procedures,
HAVE ADOPTED THIS DIRECTIVE:
CHAPTER I
GENERAL ASPECTS
Article 1
Scope and aim
1. This Directive establishes a regulatory framework for the placing on
the market, free movement and putting into service in the Community of
radio equipment and telecommunications terminal equipment.
2. Where apparatus as defined in Article 2(a) incorporates, as an
integral part, or as an accessory:
(a) a medical device within the meaning of Article 1 of Council
Directive 93/42/EEC of 14 June 1993 concerning medical devices(15), or
(b) an active implantable medical device within the meaning of Article 1
of Council Directive 90/385/EEC of 20 June 1990 on the approximation of
the laws of the Member States relating to active implantable medical
devices(16),
the apparatus shall be governed by this Directive, without prejudice to
the application of Directives 93/42/EEC and 90/385/EEC to medical
devices and active implantable medical devices, respectively.
3. Where apparatus constitutes a component or a separate technical unit
of a vehicle within the meaning of Council Directive 72/245/EEC(17)
relating to the radio interference (electromagnetic compatibility) of
vehicles or a component or a separate technical unit of a vehicle within
the meaning of Article 1 of Council Directive 92/61/EEC of 30 June 1992
relating to the type-approval of two or three-wheel motor vehicles, the
apparatus shall be governed by this Directive without prejudice to the
application of Directive 72/245/EEC or of Directive 92/61/EEC
respectively.
4. This Directive shall not apply to equipment listed in Annex I.
5. This Directive shall not apply to apparatus exclusively used for
activities concerning public security, defence, State security
(including the economic well-being of the State in the case of
activities pertaining to State security matters) and the activities of
the State in the area of criminal law.
Article 2
Definitions
For the purpose of this Directive the following definitions shall apply:
(a) "apparatus" means any equipment that is either radio
equipment or telecommunications terminal equipment or both;
(b) "telecommunications terminal equipment" means a product
enabling communication or a relevant component thereof which is intended
to be connected directly or indirectly by any means whatsoever to
interfaces of public telecommunications networks (that is to say,
telecommunications networks used wholly or partly for the provision of
publicly available telecommunications services);
(c) "radio equipment" means a product, or relevant component
thereof, capable of communication by means of the emission and/or
reception of radio waves utilizing the spectrum allocated to
terrestrial/space radio communication;
(d) "radio waves" means electromagnetic waves of frequencies
from 9 kHz to 3000 GHz, propagated in space without artificial guide;
(e) "interface" means
(i) a network termination point, which is a physical connection point at
which a user is provided with access to public telecommunications
network, and/or
(ii) an air interface specifying the radio path between radio equipment
and their technical specifications;
(f) "equipment class" means a class identifying particular
types of apparatus which under this Directive are considered similar and
those interfaces for which the apparatus is designed. Apparatus may
belong to more than one equipment class;
(g) "technical construction file" means a file describing the
apparatus and providing information and explanations as to how the
applicable essential requirements have been implemented;
(h) "harmonized standard" means a technical specification
adopted by a recognized standards body under a mandate from the
Commission in conformity with the procedures laid down in Directive
98/34/EC for the purpose of establishing a European requirement,
compliance with which is not compulsory.
(i) "harmful interference" means interference which endangers
the functioning of a radio navigation service or of other safety services
or which otherwise seriously degrades, obstructs or repeatedly
interrupts a radio communications service operating in accordance with
the applicable Community or national regulations.
Article 3
Essential requirements
1. The following essential requirements are applicable to all apparatus:
(a) the protection of the health and the safety of the user and any
other person, including the objectives with respect to safety
requirements contained in Directive 73/23/EEC, but with no voltage limit
applying;
(b) the protection requirements with respect to electromagnetic
compatibility contained in Directive 89/336/EEC.
2. In addition, radio equipment shall be so constructed that it
effectively uses the spectrum allocated to terrestrial/space radio
communication and orbital resources so as to avoid harmful interference.
3. In accordance with the procedure laid down in Article 15, the
Commission may decide that apparatus within certain equipment classes or
apparatus of particular types shall be so constructed that:
(a) it interworks via networks with other apparatus and that it can be
connected to interfaces of the appropriate type throughout the
Community; and/or that
(b) it does not harm the network or its functioning nor misuse network
resources, thereby causing an unacceptable degradation of service;
and/or that
(c) it incorporates safeguards to ensure that the personal data and
privacy of the user and of the subscriber are protected; and/or that
(d) it supports certain features ensuring avoidance of fraud; and/or
that
(e) it supports certain features ensuring access to emergency services;
and/or that
(f) it supports certain features in order to facilitate its use by users
with a disability.
Article 4
Notification and publication of interface specifications
1. Member States shall notify the interfaces which they have regulated
to the Commission insofar as the said interfaces have not been notified
under the provisions of Directive 98/34/EC. After consulting the
committee in accordance with the procedure set out in Article 15, the
Commission shall establish the equivalence between notified interfaces
and assign an equipment class identifier, details of which shall be
published in the Official Journal of the European Communities.
2. Each Member State shall notify to the Commission the types of
interface offered in that State by operators of public
telecommunications networks. Member States shall ensure that such
operators publish accurate and adequate technical specifications of such
interfaces before services provided through those interfaces are made
publicly available, and regularly publish any updated specifications.
The specifications shall be in sufficient detail to permit the design of
telecommunications terminal equipment capable of utilizing all services
provided through the corresponding interface. The specifications shall
include, inter alia, all the information necessary to allow
manufacturers to carry out, at their choice, the relevant tests for the
essential requirements applicable to the telecommunications terminal
equipment. Member States shall ensure that those specifications are made
readily available by the operators.
Article 5
Harmonized standards
1. Where apparatus meets the relevant harmonized standards or parts
thereof whose reference numbers have been published in the Official
Journal of the European Communities, Member States shall presume
compliance with those of the essential requirements referred to in
Article 3 as are covered by the said harmonized standards or parts
thereof.
2. Where a Member State or the Commission considers that conformity with
a harmonized standard does not ensure compliance with the essential
requirements referred to in Article 3 which the said standard is
intended to cover, the Commission or the Member State concerned shall
bring the matter before the committee.
3. In the case of shortcomings of harmonized standards with respect to
the essential requirements, the Commission may, after consulting the
committee and in accordance with the procedure laid down in Article 14,
publish in the Official Journal of the European Communities guidelines
on the interpretation of harmonized standards or the conditions under
which compliance with that standard raises a presumption of conformity.
After consultation of the committee and in accordance with the procedure
laid down in Article 14, the Commission may withdraw harmonized
standards by publication of a notice in the Official Journal of the
European Communities.
Article 6
Placing on the market
1. Member States shall ensure that apparatus is placed on the market
only if it complies with the appropriate essential requirements
identified in Article 3 and the other relevant provisions of this
Directive when it is properly installed and maintained and used for its
intended purpose. It shall not be subject to further national provisions
in respect of placing on the market.
2. In taking a decision regarding the application of essential
requirements under Article 3(3), the Commission shall determine the date
of application of the requirements. If it is determined that an
equipment class needs to comply with particular essential requirements
under Article 3(3), any apparatus of the equipment class in question
which is first placed on the market before the date of application of
the Commission's determination can continue to be placed on the market
for a reasonable period. Both the date of application and the period
shall be determined by the Commission in accordance with the procedure
laid down in Article 14.
3. Member States shall ensure that the manufacturer or the person
responsible for placing the apparatus on the market provides information
for the user on the intended use of the apparatus, together with the
declaration of conformity to the essential requirements. Where it
concerns radio equipment, such information shall be sufficient to
identify on the packaging and the instructions for use of the apparatus
the Member States or the geographical area within a Member State where
the equipment is intended to be used and shall alert the user by the
marking on the apparatus referred to in Annex VII, paragraph 5, to
potential restrictions or requirements for authorization of use of the
radio equipment in certain Member States. Where it concerns
telecommunications terminal equipment, such information shall be
sufficient to identify interfaces of the public telecommunications
networks to which the equipment is intended to be connected. For all
apparatus such information shall be prominently displayed.
4. In the case of radio equipment using frequency bands whose use is not
harmonized throughout the Community, the manufacturer or his authorized
representative established within the Community or the person
responsible for placing the equipment on the market shall notify the
national authority responsible in the relevant Member State for spectrum
management of the intention to place such equipment on its national
market.
This notification shall be given no less than four weeks in advance of
the start of placing on the market and shall provide information about
the radio characteristics of the equipment (in particular frequency
bands, channel spacing, type of modulation and RF-power) and the
identification number of the notified body referred to in Annex IV or V.
Article 7
Putting into service and right to connect
1. Member States shall allow the putting into service of apparatus for
its intended purpose where it complies with the appropriate essential
requirements identified in Article 3 and the other relevant provisions
of this Directive.
2. Not withstanding paragraph 1, and without prejudice to conditions
attached to authorizations for the provision of the service concerned in
conformity with Community law, Member States may restrict the putting
into service of radio equipment only for reasons related to the
effective and appropriate use of the radio spectrum, avoidance of
harmful interference or matters relating to public health.
3. Without prejudice to paragraph 4, Member States shall ensure that
operators of public telecommunications networks do not refuse to connect
telecommunications terminal equipment to appropriate interfaces on
technical grounds where that equipment complies with the applicable
requirements of Article 3.
4. Where a Member State considers that apparatus declared to be
compliant with the provisions of this Directive causes serious damage to
a network or harmful radio interference or harm to the network or its
functioning, the operator may be authorized to refuse connection, to
disconnect such apparatus or to withdraw it from service. The Member
States shall notify each such authorization to the Commission, which
shall convene a meeting of the committee for the purpose of giving its
opinion on the matter. After the committee has been consulted, the
Commission may initiate the procedures referred to in Article 5(2) and
(3). The Commission and the Member States may also take other
appropriate measures.
5. In case of emergency, an operator may disconnect apparatus if the
protection of the network requires the equipment to be disconnected
without delay and if the user can be offered, without delay and without
costs for him, an alternative solution. The operator shall immediately
inform the national authority responsible for the implementation of
paragraph 4 and Article 9.
Article 8
Free movement of apparatus
1. Member States shall not prohibit, restrict or impede the placing on
the market and putting into service in their territory of apparatus
bearing the CE marking referred to in Annex VII, which indicates its
conformity with all provisions of this Directive, including the
conformity assessment procedures set out in Chapter II. This shall be
without prejudice to Articles 6(4), 7(2) and 9(5).
2. At trade fairs, exhibitions, demonstrations, etc., Member States
shall not create any obstacles to the display of apparatus which does
not comply with this Directive, provided that a visible sign clearly
indicates that such apparatus may not be marketed or put into service
until it has been made to comply.
3. Where the apparatus is subject to other directives which concern
other aspects and also provide for the affixing of the CE marking, the
latter shall indicate that such apparatus also fulfils the provisions of
those other directives. However, should one or more of those directives
allow the manufacturer, during a transitional period, to choose which
arrangements to apply, the CE marking shall indicate that the apparatus
fulfils the provisions only of those directives applied by the
manufacturer. In this case, the particulars of those directives, as
published in the Official Journal of the European Communities, must be
given in the documents, notices or instructions required by those
directives and accompanying such products.
Article 9
Safeguards
1. Where a Member State ascertains that apparatus within the scope of
this Directive does not comply with the requirements of this Directive,
it shall take all appropriate measures in its territory to withdraw the
apparatus from the market or from service, prohibit its placing on the
market or putting into service or restrict its free movement.
2. The Member State concerned shall immediately notify the Commission of
any such measures indicating the reasons for its decision and whether
non-compliance is due to:
(a) incorrect application of the harmonized standards referred to in
Article 5(1);
(b) shortcomings in the harmonized standards referred to in Article
5(1);
(c) failure to satisfy the requirements referred to in Article 3 where
the apparatus does not meet the harmonized standards referred to in
Article 5(1).
3. If the measures referred to in paragraph 1 are attributed to
incorrect application of the harmonized standards referred to in Article
5(1) or to a failure to satisfy the requirements referred to in Article
3 where the apparatus does not meet the harmonized standards referred to
in Article 5(1), the Commission shall consult the parties concerned as
soon as possible. The Commission shall forthwith inform the Member
States of its findings and of its opinion as to whether the measures are
justified, within two months of notification of the said measures to the
Commission.
4. Where the decision referred to in paragraph 1 is attributed to
shortcomings in the harmonized standards referred to in Article 5(1),
the Commission shall bring the matter before the committee within two
months. The committee shall deliver an opinion in accordance with the
procedure laid down in Article 14. After such consultation, the
Commission shall inform the Member States of its findings and of its
opinion as to whether the action by the Member State is justified. If it
finds that the action is justified it shall forthwith initiate the
procedure referred to in Article 5(2).
5. (a) Notwithstanding the provisions of Article 6, a Member State may,
acting in conformity with the Treaty, and in particular Articles 30 and
36 thereof, adopt any appropriate measures with a view to:
(i) prohibiting or restricting the placing on its market, and/or
(ii) requiring the withdrawal from its market,
of radio equipment, including types of radio equipment, which has caused
or which it reasonably considers will cause harmful interference,
including interference with existing or planned services on nationally
allocated frequency bands.
(b) Where a Member State takes measures in accordance with subparagraph
(a) it shall immediately inform the Commission of the said measures,
specifying the reasons for adopting them.
6. When a Member State notifies the Commission of a measure referred to
in paragraph 1 or 5 the Commission shall in turn inform other Member
States and consult the committee on the matter.
Where, after such consultation, the Commission considers that:
- the measure is justified, it shall immediately so inform the Member
State which took the initiative and the other Member States,
- the measure is unjustified, it shall immediately so inform the Member
State and request it to withdraw the measure.
7. The Commission shall maintain a record of the cases notified by
Member States, which shall be made available to them on request.
CHAPTER II
CONFORMITY ASSESSMENT
Article 10
Conformity assessment procedures
1. The conformity assessment procedures identified in this Article shall
be used to demonstrate the compliance of the apparatus with all the
relevant essential requirements identified in Article 3.
2. At the choice of the manufacturer, compliance of the apparatus with
the essential requirements identified in Article 3(1)(a) and (b) may be
demonstrated using the procedures specified in Directive 73/23/EEC and
Directive 89/336/EEC respectively, where the apparatus is within the
scope of those Directives, as an alternative to the procedures laid out
below.
3. Telecommunications terminal equipment which does not make use of the
spectrum allocated to terrestrial/space radio communication and
receiving parts of radio equipment shall be subject to the procedures
described in any one of Annexes II, IV or V at the choice of the
manufacturer.
4. Where a manufacturer has applied the harmonized standards referred to
in Article 5(1), radio equipment not within the scope of paragraph 3
shall be subject to the procedures described in any one of Annexes III,
IV or V at the choice of the manufacturer.
5. Where a manufacturer has not applied or has only applied in part the
harmonized standards referred to in Article 5(1), radio equipment not
within the scope of paragraph 3 of this Article shall be subject to the
procedures described in either of Annexes IV or V at the choice of the
manufacturer.
6. Records and correspondence relating to the conformity assessment
procedures referred to in paragraphs 2 to 5 shall be in an official
language of the Member State where the procedure will be carried out, or
in a language accepted by the notified body involved.
Article 11
Notified bodies and surveillance authorities
1. Member States shall notify the Commission of the bodies which they
have designated to carry out the relevant tasks referred to in Article
10. Member States shall apply the criteria laid down in Annex VI in
determining the bodies to be designated.
2. Member States shall notify the Commission of the authorities
established within their territory which are to carry out the
surveillance tasks related to the operation of this Directive.
3. The Commission shall publish a list of the notified bodies, together
with their identification numbers and the tasks for which they have been
notified, in the Official Journal of the European Communities. The
Commission shall also publish a list of surveillance authorities in the
Official Journal of the European Communities. Member States shall
provide the Commission with all information necessary to keep these
lists up to date.
CHAPTER III
CE CONFORMITY MARKING AND INSCRIPTIONS
Article 12
CE marking
1. Apparatus complying with all relevant essential requirements shall
bear the EC conformity marking referred to in Annex VII. It shall be
affixed under the responsibility of the manufacturer, his authorized
representative within the Community or the person responsible for
placing the apparatus on the market.
Where the procedures identified in Annex III, IV or V are used, the
marking shall be accompanied by the identification number of the
notified body referred to in Article 11(1). Radio equipment shall in
addition be accompanied by the equipment class identifier where such
identifier has been assigned. Any other marking may be affixed to the
equipment provided that the visibility and legibility of the EC marking
is not thereby reduced.
2. No apparatus, whether or not it complies with the relevant essential
requirements, may bear any other marking which is likely to deceive
third parties as to the meaning and form of the EC marking specified in
Annex VII.
3. The competent Member State shall take appropriate action against any
person who has affixed a marking not in conformity with paragraphs 1 and
2. If the person who affixed the marking is not identifiable,
appropriate action may be taken against the holder of the apparatus at
the time when non-compliance was discovered.
4. Apparatus shall be identified by the manufacturer by means of type,
batch and/or serial numbers and by the name of the manufacturer or the
person responsible for placing the apparatus on the market.
CHAPTER IV
THE COMMITTEE
Article 13
Constitution of the committee
The Commission shall be assisted by a committee, the Telecommunication
Conformity Assessment and Market Surveillance Committee (TCAM), composed
of representatives of the Member States and chaired by a representative
of the Commission.
Article 14
Advisory committee procedure
1. The committee shall be consulted on the matters covered by Articles
5, 6(2), 7(4), 9(4) and Annex VII(5).
2. The Commission shall consult the committee periodically on the
surveillance tasks related to the application of this Directive, and,
where appropriate, issue guidelines on this matter.
3. The representative of the Commission shall submit to the committee a
draft of the measures to be taken. The committee shall deliver its
opinion on the draft within a time limit which the chairman may lay down
according to the urgency of the matter, if necessary by taking a vote.
The opinion shall be recorded in the minutes; in addition, each Member
State shall have the right to ask to have its position recorded in the
minutes.
The Commission shall take the utmost account of the opinion delivered by
the committee. It shall inform the committee of the manner in which its
opinion has been taken into account and decide within one month after
having received the opinion of the committee.
4. The Commission shall periodically consult the representatives of the
telecommunications networks providers, the consumers and the
manufacturers. It shall keep the committee regularly informed of the
outcome of such consultations.
Article 15
Regulatory committee procedure
1. Notwithstanding the provisions of Article 14, the following procedure
shall apply in respect of the matters covered by Articles 3(3) and 4(1).
2. The representative of the Commission shall submit to the committee a
draft of the measures to be taken. The committee shall deliver its
opinion on the draft within a time limit which the chairman may lay down
according to the urgency of the matter. The opinion shall be delivered
by the majority laid down in Article 148(2) of the Treaty in the case of
decisions which the Council is required to adopt on a proposal from the
Commission. The votes of the representatives of the Member States within
the committee shall be weighted in the manner set out in that Article.
The chairman shall not vote.
3. The Commission shall adopt the measures envisaged if they are in
accordance with the opinion of the committee.
If the measures envisaged are not in accordance with the opinion of the
committee, or if no opinion is delivered, the Commission shall, without
delay, submit to the Council a proposal relating to the measures to be
taken. The Council shall act by a qualified majority.
If, on the expiry of a period of three months from the date of referral
to the Council, the Council has not acted, the proposed measures shall
be adopted by the Commission.
CHAPTER V
FINAL AND TRANSITIONAL PROVISIONS
Article 16
Third countries
1. Member States may inform the Commission of any general difficulties
encountered, de jure or de facto, by Community undertakings with respect
to placing on the market in third countries, which have been brought to
their attention.
2. Whenever the Commission is informed of such difficulties, it may, if
necessary, submit proposals to the Council for an appropriate mandate
for negotiation of comparable rights for Community undertakings in these
third countries. The Council shall decide by qualified majority.
3. Measures taken pursuant to paragraph 2 shall be without prejudice to
the obligations of the Community and of the Member States under relevant
international agreements.
Article 17
Review and reporting
The Commission shall review the operation of this Directive and report
thereon to the European Parliament and to the Council, on the first
occasion not later than 7 October 2000 18 months after the entry into
force of this Directive and every third year thereafter. The report
shall cover progress on drawing up the relevant standards, as well as
any problems that have arisen in the course of implementation. The
report shall also outline the activities of the committee, assess
progress in achieving an open competitive market for apparatus at
Community level and examine how the regulatory framework for the placing
on the market and putting into service of apparatus should be developed
to:
(a) ensure that a coherent system is achieved at Community level for all
apparatus;
(b) allow for convergence of the telecommunications, audiovisual and
information technology sectors;
(c) enable harmonization of regulatory measures at international level.
It shall in particular examine whether essential requirements are still
necessary for all categories of apparatus covered and whether the
procedures contained in Annex IV, third paragraph, are proportionate to
the aim of ensuring that the essential requirements are met for
apparatus covered by that Annex. Where necessary, further measures may
be proposed in the report for full implementation of the aim of the
Directive.
Article 18
Transitional provisions
1. Standards under Directive 73/23/EEC or 89/336/EEC whose references
have been published in the Official Journal of the European Communities
may be used as the basis for a presumption of conformity with the
essential requirements referred to in Article 3(1)(a) and Article
3(1)(b). Common technical regulations under Directive 98/13/EC whose
references have been published in the Official Journal of the European
Communities may be used as the basis for a presumption of conformity
with the other relevant essential requirements referred to in Article 3.
The Commission shall publish a list of references to those standards in
the Official Journal of the European Communities immediately after this
Directive enters into force.
2. Member States shall not impede the placing on the market and putting
into service of apparatus which is in accordance with the provisions in
Directive 98/13/EC or rules in force in their territory and was placed
on the market for the first time before this Directive entered into
force or at the latest two years after this Directive entered into
force.
3. Apart from the essential requirements referred to in Article 3(1),
the Member States may request to continue, for a period of up to 30
months following the date referred to in the first sentence of Article
19(1), and in conformity with the provisions of the Treaty, to require
telecommunications terminal equipment not to be capable of causing
unacceptable deterioration of a voice telephony service accessible
within the framework of the universal service as defined in Directive
98/10/EC.
The Member State shall inform the Commission of the reasons for
requesting a continuation of such a requirement, the date by which the
service concerned will no longer need the requirement, and the measures
envisaged in order to meet this deadline. The Commission shall consider
the request taking into account the particular situation in the Member
State and the need to ensure a coherent regulatory environment at
Community level, and shall inform the Member State whether it deems that
the particular situation in that Member State justifies a continuation
and, if so, until which date such continuation is justified.
Article 19
Transposition
1. Member States shall not later than 7 April 2000 adopt and publish the
laws, regulations and administrative provisions necessary to comply with
this Directive. They shall forthwith inform the Commission thereof. They
shall apply these provisions as from 8 April 2000.
When Member States adopt these measures, they shall contain a reference
to this Directive or shall be accompanied by such reference on the
occasion of their official publication. The methods of making such a
reference shall be laid down by Member States.
2. Member States shall inform the Commission of the main provisions of
domestic law which they adopt in the field covered by this Directive.
Article 20
Repeal
1. Directive 98/13/EC is hereby repealed as from 8 April 2000.
2. This Directive is not a specific directive within the meaning of
Article 2(2) of Directive 89/336/EEC. The provisions of Directive
89/336/EEC shall not apply to apparatus falling within the scope of this
Directive, with the exception of the protection requirements in Article
4 and Annex III and the conformity assessment procedure in Article 10(1)
and (2) of, and Annex I to, Directive 89/336/EEC, as from 8 April 2000.
3. The provisions of Directive 73/23/EEC shall not apply to apparatus
falling within the scope of this Directive, with the exceptions of the
objectives with respect to safety requirements in Article 2 and Annex I
and the conformity assessment procedure in Annex III, Section B, and
Annex IV to Directive 73/23/EEC, as from 8 April 2000.
Article 21
Entry into force
This Directive shall enter into force on the day of its publication in
the Official Journal of the European Communities.
Article 22
Addressees
This Directive is addressed to the Member States.
Done at Brussels, 9 March 1999.
For the European Parliament
The President
J. M. GIL-ROBLES
For the Council
The President
W. RIESTER
(1) OJ C 248, 14.8.1997, p. 4.
(2) OJ C 73, 9.3.1998, p. 10.
(3) Opinion of the European Parliament of 29 January 1998 (OJ C 56,
23.2.1998, p. 27), Council common position of 8 June 1998 (OJ C 227,
20.7.1998, p. 37) and Decision of the European Parliament of 6 October
1998 (OJ C 328, 26.10.1998, p. 32). Decision of the Council of 25
January 1999 and Decision of the European Parliament of 10 February
1999.
(4) OJ L 74, 12.3.1998, p. 1.
(5) OJ L 367, 31.12.1994, p. 1.
(6) OJ L 101, 1.4.1998, p. 24.
(7) OJ L 77, 26.3.1973, p. 29. Directive as amended by Directive
93/68/EEC (OJ L 220, 30.8.1993, p. 1).
(8) OJ L 139, 23.5.1989, p. 19. Directive as last amended by Directive
93/68/EEC.
(9) OJ L 131, 27.5.1988, p. 73. Directive as amended by Directive
94/46/EC (OJ L 268, 19.10.1994, p. 15).
(10) OJ L 204, 21.7.1998, p. 37. Directive as amended by Directive
98/48/EC (OJ L 217, 5.8.1998, p. 18).
(11) OJ L 210, 7.8.1985, p. 29.
(12) OJ L 220, 30.8.1993, p. 23.
(13) OJ L 220, 30.8.1993, p. 23.
(14) OJ C 102, 4.4.1996, p. 1.
(15) OJ L 169, 12.7.1993, p. 1.
(16) OJ L 152, 6.7.1972, p. 15. Directive as last amended by Commission
Directive 95/54/EC (OJ L 266, 8.11.1995, p. 1).
(17) OJ L 225, 10.8.1992, p. 72. Directive as amended by the 1994 Act of
Accession.
ANNEX I
EQUIPMENT NOT COVERED BY THIS DIRECTIVE AS REFERRED TO IN ARTICLE 1(4)
1. Radio equipment used by radio amateurs within Article 1, definition
53, of the International Telecommunications Union (ITU) radio
regulations unless the equipment is available commercially.
Kits of components to be assembled by radio amateurs and commercial
equipment modified by and for the use of radio amateurs are not regarded
as commercially available equipment.
2. Equipment falling within the scope of Council Directive 96/98/EC of
20 December 1996 on marine equipment(1).
3. Cabling and wiring.
4. Receive only radio equipment intended to be used solely for the
reception of sound and TV broadcasting services.
5. Products, appliances and components within the meaning of Article 2
of Council Regulation (EEC) No 3922/91 of 16 December 1991 on the
harmonization of technical requirements and administrative procedures in
the field of civil aviation(2).
6. Air-traffic-management equipment and systems within the meaning of
Article 1 of Council Directive 93/65/EEC of 19 July 1993 on the
definition and use of compatible technical specifications for the
procurement of air-traffic-management equipment and systems(3).
(1) OJ L 46, 17.2.1997, p. 25.
(2) OJ L 373, 31.12.1991, p. 4. Regulation as amended by Commission
Regulation (EC) No 2176/96 (OJ L 291, 14.11.1996, p. 15).
(3) OJ L 187, 29.7.1993, p. 52. Directive as last amended by Commission
Directive 97/15/EC (OJ L 95, 10.4.1997, p. 16).
ANNEX II
CONFORMITY ASSESSMENT PROCEDURE REFERRED TO IN ARTICLE 10(3)
Module A (internal production control)
1. This module describes the procedure whereby the manufacturer or his
authorized representative established within the Community, who carries
out the obligations laid down in point 2, ensures and declares that the
products concerned satisfy the requirements of this Directive that apply
to them. The manufacturer or his authorized representative established
within the Community must affix the CE marking to each product and draw
up a written declaration of conformity.
2. The manufacturer must establish the technical documentation described
in point 4 and he or his authorized representative established within
the Community must keep it for a period ending at least 10 years after
the last product has been manufactured at the disposal of the relevant
national authorities of any Member State for inspection purposes.
3. Where neither the manufacturer nor his authorized representative is
established within the Community, the obligation to keep the technical
documentation available is the responsibility of the person who places
the product on the Community market.
4. The technical documentation must enable the conformity of the product
with the essential requirements to be assessed. It must cover the
design, manufacture and operation of the product, in particular:
- a general description of the product,
- conceptual design and manufacturing drawings and schemes of
components, sub-assemblies, circuits, etc.,
- descriptions and explanations necessary for the understanding of said
drawings and schemes and the operation of the product,
- a list of the standards referred to in Article 5, applied in full or
in part, and descriptions and explanations of the solutions adopted to
meet the essential requirements of the Directive where such standards
referred to in Article 5 have not been applied or do not exist,
- results of design calculations made, examinations carried out, etc.,
- test reports.
5. The manufacturer or his authorized representative must keep a copy of
the declaration of conformity with the technical documentation.
6. The manufacturer must take all measures necessary in order that the
manufacturing process ensures compliance of the manufactured products
with the technical documentation referred to in point 2 and with the
requirements of this Directive that apply to them.
ANNEX III
CONFORMITY ASSESSMENT PROCEDURE REFERRED TO IN ARTICLE 10(4)
(Internal production control plus specific apparatus tests)(1)
This Annex consists of Annex II, plus the following supplementary
requirements:
For each type of apparatus, all essential radio test suites must be
carried out by the manufacturer or on his behalf. The identification of
the test suites that are considered to be essential is the
responsibility of a notified body chosen by the manufacturer except
where the test suites are defined in the harmonized standards. The
notified body must take due account of previous decisions made by
notified bodies acting together.
The manufacturer or his authorized representative established within the
Community or the person responsible for placing the apparatus on the
market must declare that these tests have been carried out and that the
apparatus complies with the essential requirements and must affix the
notified body's identification number during the manufacturing process.
(1) Annex based on Module A with additional requirements appropriate to
the sector.
ANNEX IV
CONFORMITY ASSESSMENT PROCEDURE REFERRED TO IN ARTICLE 10(5)
(Technical construction file)
This Annex consists of Annex III plus the following supplementary
requirements:
The technical documentation described in point 4 of Annex II and the
declaration of conformity to specific radio test suites described in
Annex III must form a technical construction file.
The manufacturer, his authorized representative established within the
Community or the person responsible for placing the apparatus on the
market, must present the file to one or more notified bodies, each of
the notified bodies must be informed of others who have received the
file.
The notified body must review the file and if it is considered that it
has not been properly demonstrated that the requirements of the
Directive have been met, the notified body may issue an opinion to the
manufacturer, his representative or the person responsible for placing
the apparatus on the market and must inform the other notified bodies
who have received the file accordingly. Such an opinion must be given
within four weeks of receipt of the file by the notified body. On
receipt of this opinion, or after the end of the four-week period, the
apparatus may be placed on the market, without prejudice to Articles
6(4) and 9(5).
The manufacturer or his authorized representative established within the
Community or the person responsible for placing the apparatus on the
market must keep the file for a period ending at least 10 years after
the last apparatus has been manufactured at the disposal of the relevant
national authorities of any Member States for inspection.
ANNEX V
CONFORMITY ASSESSMENT PROCEDURE REFERRED TO IN ARTICLE 10
Full quality assurance
1. Full quality assurance is the procedure whereby the manufacturer who
satisfies the obligations of point 2 ensures and declares that the
products concerned satisfy the requirements of the Directive that apply
to them. The manufacturer must affix the marks referred to in Article
12(1) to each product and draw up a written declaration of conformity.
2. The manufacturer must operate an approved quality system for design,
manufacture and final product inspection and testing as specified in
point 3 and must be subject to surveillance as specified in point 4.
3. Quality system
3.1. The manufacturer must lodge an application for assessment of his
quality system with a notified body.
The application must include:
- all relevant information for the products envisaged,
- the quality system's documentation.
3.2. The quality system must ensure compliance of the products with the
requirements of the Directive that apply to them. All the elements,
requirements and provisions adopted by the manufacturer must be
documented in a systematic and orderly manner in the form of written
policies, procedures and instructions. This quality system documentation
must ensure a common understanding of the quality policies and
procedures such as quality programs, plans, manuals and records.
It must contain in particular an adequate description of:
- the quality objectives and the organizational structure,
responsibilities and powers of the management with regard to design and
product quality,
- the technical specifications, including the harmonized standards and
technical regulations as well as relevant test specifications that will
be applied and, where the standards referred to in Article 5(1) will not
be applied in full, the means that will be used to ensure that the
essential requirements of the Directive that apply to the products will
be met,
- the design control and design verification techniques, processes and
systematic actions that will be used when designing the products
pertaining to the product category covered,
- the corresponding manufacturing, quality control and quality assurance
techniques, processes and systematic actions that will be used,
- the examinations and tests that will be carried out before, during and
after manufacture, and the frequency with which they will be carried
out, as well as the results of the tests carried out before manufacture
where appropriate,
- the means by which it is ensured that the test and examination
facilities respect the appropriate requirements for the performance of
the necessary test,
- the quality records, such as inspection reports and test data,
calibration data, qualification reports of the personnel concerned,
etc.,
- the means to monitor the achievement of the required design and
product quality and the effective operation of the quality system.
3.3. The notified body must assess the quality system to determine
whether it satisfies the requirements referred to in point 3.2. It must
presume compliance with these requirements in respect of quality systems
that implement the relevant harmonized standard.
The notified body must assess in particular whether the quality control
system ensures conformity of the products with the requirements of the
Directive in the light of the relevant documentation supplied in respect
of points 3.1 and 3.2 including, where relevant, test results supplied
by the manufacturer.
The auditing team must have at least one member experienced as an
assessor in the product technology concerned. The evaluation procedure
must include an assessment visit to the manufacturer's premises.
The decision must be notified to the manufacturer. The notification must
contain the conclusions of the examination and the reasoned assessment
decision.
3.4. The manufacturer must undertake to fulfil the obligations arising
out of the quality system as approved and to uphold it so that it
remains adequate and efficient.
The manufacturer or his authorized representative must keep the notified
body that has approved the quality system informed of any intended
updating of the quality system.
The notified body must evaluate the modifications proposed and decide
whether the amended quality system will still satisfy the requirements
referred to in point 3.2 or whether a reassessment is required.
It must notify its decision to the manufacturer. The notification must
contain the conclusions of the examination and the reasoned assessment
decision.
4. EC surveillance under the responsibility of the notified body
4.1. The purpose of surveillance is to make sure that the manufacturer
duly fulfils the obligations arising out of the approved quality system.
4.2. The manufacturer must allow the notified body access for inspection
purposes to the locations of design, manufacture, inspection and
testing, and storage and must provide it with all necessary information,
in particular:
- the quality system documentation,
- the quality records as foreseen by the design part of the quality
system, such as results of analyses, calculations, tests, etc.,
- the quality records as foreseen by the manufacturing part of the
quality system, such as inspection reports and test data, calibration
data, qualification reports of the personnel concerned, etc.
4.3. The notified body must carry out audits at reasonable intervals to
make sure that the manufacturer maintains and applies the quality system
and must provide an audit report to the manufacturer.
4.4. Additionally, the notified body may pay unexpected visits to the
manufacturer. At the time of such visits, the notified body may carry
out tests or have them carried out in order to check the proper
functioning of the quality system where necessary; it must provide the
manufacturer with a visit report and, if a test has been carried out,
with a test report.
5. The manufacturer must, for a period ending at least 10 years after
the last product has been manufactured, keep at the disposal of the
national authorities:
- the documentation referred to in the second indent of point 3.1,
- the updating referred to in the second paragraph of point 3.4,
- the decisions and reports from the notified body which are referred to
in the final paragraph of point 3.4 and in points 4.3 and 4.4.
6. Each notified body must make available to the other notified bodies
the relevant information concerning quality system approvals including
references to the product(s) concerned, issued and withdrawn.
ANNEX VI
MINIMUM CRITERIA TO BE TAKEN INTO ACCOUNT BY MEMBER STATES WHEN
DESIGNATING NOTIFIED BODIES IN ACCORDANCE WITH ARTICLE 11(1)
1. The notified body, its director and the staff responsible for
carrying out the tasks for which the notified body has been designated
must not be a designer, manufacturer, supplier or installer of radio
equipment or telecommunications terminal equipment, or a network
operator or a service provider, nor the authorized representative of any
of such parties. They must be independent and not become directly
involved in the design, construction, marketing or maintenance of radio
equipment or telecommunications terminal equipment, nor represent the
parties engaged in these activities. This does not preclude the
possibility of exchanges of technical information between the
manufacturer and the notified body.
2. The notified body and its staff must carry out the tasks for which
the notified body has been designated with the highest degree of
professional integrity and technical competence and must be free from
all pressures and inducements, particularly financial, which might
influence their judgement or the results of any inspection, especially
from persons or groups of persons with an interest in such results.
3. The notified body must have at its disposal the necessary staff and
facilities to enable it to perform properly the administrative and
technical work associated with the tasks for which it has been
designated.
4. The staff responsible for inspections must have:
- sound technical and professional training,
- satisfactory knowledge of the requirements of the tests or inspections
that are carried out and adequate experience of such tests or
inspections,
- the ability to draw up the certificates, records and reports required
to authenticate the performance of the inspections.
5. The impartiality of inspection staff must be guaranteed. Their
remuneration must not depend on the number of tests or inspections
carried out nor on the results of such inspections.
6. The notified body must take out liability insurance unless its
liability is assumed by the Member State in accordance with national
law, or the Member State itself is directly responsible.
7. The staff of the notified body is bound to observe professional
secrecy with regard to all information gained in carrying out its tasks
(except vis-à-vis the competent administrative authorities of the
Member State in which its activities are carried out) under this
Directive or any provision of national law giving effect thereto.
ANNEX VII
MARKING OF EQUIPMENT REFERRED TO IN ARTICLE 12(1)
1. The CE conformity marking must consist of the initials "CE"
taking the following form:
>PIC FILE= "L_1999091EN.002702.EPS">
If the CE marking is reduced or enlarged, the proportions given in the
above graduated drawing must be respected.
2. The CE marking must have a height of at least 5 mm except where this
is not possible on account of the nature of the apparatus.
3. The CE marking must be affixed to the product or to its data plate.
Additionally it must be affixed to the packaging, if any, and to the
accompanying documents.
4. The CE marking must be affixed visibly, legibly and indelibly.
5. The equipment class identifier must take a form to be decided by the
Commission in accordance with the procedure laid down in Article 14.
Where appropriate it must include an element intended to provide
information to the user that the apparatus makes use of radio frequency
bands where their use is not harmonized throughout the Community.
It must have the same height as the initials "CE".
Joint Declaration of the European Parliament, the Council and the
Commission
The European Parliament, the Council and the Commission recognize the
importance of the requirement relating to the prevention of harm to the
network or its functioning which causes an unacceptable degradation of
service taking into account in particular the need to safeguard the
interests of the consumer.
Therefore, they note that the Commission will carry out a continuous
assessment of the situation in order to evaluate whether that risk
occurs frequently and, in such a case, to find an appropriate solution
in the framework of the Committee acting in accordance with the
procedure laid down in Article 15.
Such a solution will, where appropriate, consist of the systematic
application of the essential requirement provided for in Article
3(3)(b).
Furthermore, the European Parliament, the Council and the Commission
state that the procedure described above applies without prejudice to
the possibilities foreseen in Article 7(5) and to the development of
voluntary certification and marking schemes to prevent either the
degradation of service or any harm to the network.
|
|
|